SEC Form 5/A · accession 0001127602-18-013974
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
Dec 31, 2017
Accepted (ET)
Apr 4, 2018 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 14, 2017 | G | 279 | $0.00 | A | 279 | I | proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Proportionate interest in shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Dec 14, 2017 | G | 163 | $0.00 | A | 8,367 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | holding | — | — | — | 4,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 326 | A | — | — | Class A Common Stock | 326 | 326 | I |
| Class B Common StockF2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 8,367 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 3,527 | 3,527 | D |
Explanation of responses
- F1Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's partnership interest.
- F2N/A