SEC Form 4 · accession 0001127602-18-009001
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Frentzko
Officer — VP and Treasurer
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 12:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 26, 2018 | M | 821 | $0.00 | A | 3,700 | D | |
| Class A Common Stock | Feb 26, 2018 | F | 56 | $79.655 | D | 3,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 1 | 1 | D |
Explanation of responses
- F1LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
- F2Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
- F3N/A