SEC Form 4/A · accession 0001127602-18-006278

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Claiborne R Rankin

Director · Other

Period of report

Dec 14, 2017

Accepted (ET)

Feb 15, 2018 · 1:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 14, 2017	G	848	$0.00	D	36,890	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F1	holding	—	—		—	35,857	I	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock^F1	holding	—	—		—	2,116	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class A Common Stock	holding	—	—		—	130	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	holding	—	—		—	2,283	I	Held in trust fbo Reporting Person's spouse.
Class A Common Stock	holding	—	—		—	19	I	Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock^F1	holding	—	—		—	10,631	I	Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee
Class A Common Stock^F1	holding	—	—		—	769	I	Trustee of trust for the benefit of Reporting Person's child
Class A Common Stock	holding	—	—		—	14,567	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock	holding	—	—		—	65,824	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	179	I	Interest in Shares held by Rankin Associates V
Class A Common Stock	holding	—	—		—	130	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	45	I	interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock	holding	—	—		—	44	I	interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock	holding	—	—		—	1,975	I	proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock	holding	—	—		—	130,860	I	Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock	holding	—	—		—	10,469	I	Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock	holding	—	—		—	10,469	I	Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock	holding	—	—		—	10,469	I	Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock^F1	holding	—	—		—	13,631	I	Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee
Class A Common Stock^F1	holding	—	—		—	10,242	I	Co-Trustee for the benefit of Reporting Person's child

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Dec 14, 2017	G	848	D	—	—	Class A Common Stock	848	36,890	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	64,143	64,143	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	2,116	2,116	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	2,783	2,783	I
Class B Common Stock^F3,F2	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	10,631	10,631	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	10,027	10,027	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	26,057	26,057	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	104,286	104,286	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	123,760	123,760	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	13,631	13,631	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2N/A
F3proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.