Form4insider filings, from the source

SEC Form 5 · accession 0001127602-18-006070

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockDec 19, 2017G130$0.00A130ISpouse's proportionate interest in shares held by Rankin Associates VI
Class A Common StockDec 14, 2017G3,458$0.00A4,612ISpouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common StockDec 19, 2017G130$0.00A130IReporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common StockDec 19, 2017G130$0.00A130IChild's proportionate interest in shares held by Rankin Associates VI
Class A Common StockDec 14, 2017G243$0.00A243IChild's proportionate partnership interest shares held by AMR Associates LP
Class A Common StockDec 19, 2017G130$0.00A130IChild's proportionate interest in shares held by Rankin Associates VI
Class A Common StockDec 14, 2017G243$0.00A243IChild's proportionate partnership interest shares held by AMR Associates LP
Class A Common StockF1Dec 14, 2017G81$0.00A12,058ISpouse's proportionate interests in shares held by Rankin Associates II.
Class A Common StockDec 14, 2017G163$0.00A6,899Iproportionate LP interest in shares held by RA II, L.P
Class A Common StockF1Dec 14, 2017G163$0.00D12,058ISpouse's proportionate interests in shares held by Rankin Associates II.
Class A Common StockF1Dec 14, 2017G163$0.00A9,740IMinor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common StockF1Dec 14, 2017G163$0.00D12,058ISpouse's proportionate interests in shares held by Rankin Associates II.
Class A Common StockF1Dec 14, 2017G163$0.00A8,365IMinor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common StockF1holding———49,811ISpouse's proportionate interests in shares held by Rankin Associates I.
Class A Common StockF1holding———32,369ISpouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common StockF1holding———80,066IHeld by trust for the benefit of Reporting Person's Spouse
Class A Common Stockholding———3,162D
Class A Common StockF1holding———2,983IReporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common StockF1holding———4,357IReporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF2—Dec 14, 2017G4,027A——Class A Common Stock4,0275,371I
Class B Common StockF2—Dec 14, 2017G283A——Class A Common Stock283283I
Class B Common StockF2—Dec 14, 2017G283A——Class A Common Stock283283I
Class B Common StockF1,F2—Dec 14, 2017G81A——Class A Common Stock8112,058I
Class B Common StockF2—Dec 14, 2017G163A——Class A Common Stock1636,899I
Class B Common StockF1,F2—Dec 14, 2017G163A——Class A Common Stock1639,740I
Class B Common StockF1,F2—Dec 14, 2017G163D——Class A Common Stock16312,058I
Class B Common StockF1,F2—Dec 14, 2017G163D——Class A Common Stock16312,058I
Class B Common StockF1,F2—Dec 14, 2017G163A——Class A Common Stock1638,365I
Class B Common StockF1,F2—holding—————Class A Common Stock89,10589,105I
Class B Common StockF1,F2—holding—————Class A Common Stock51,28351,283I
Class B Common StockF1,F2—holding—————Class A Common Stock58,58658,586I
Class B Common StockF2—holding—————Class A Common Stock2,3322,332D
Class B Common StockF1,F2—holding—————Class A Common Stock2,1522,152I
Class B Common StockF1,F2—holding—————Class A Common Stock3,5283,528I

Explanation of responses