SEC Form 5 · accession 0001127602-18-005996
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Farnham Rankin
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | A | 1,209 | I | Held by Trust |
| Class A Common StockF2 | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF3 | Dec 14, 2017 | G | 81 | $0.00 | A | 1,209 | I | Held by Trust |
| Class A Common Stock | holding | — | — | — | 17,987 | I | proportionate LP interest in shares held by RA II LP which is held in a trust | |
| Class A Common Stock | holding | — | — | — | 3,738 | I | Held by Trust fbo Reporting Person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5,F4 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 444 | I |
| Class B Common StockF6,F4 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 444 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 17,987 | 17,987 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 3,738 | 3,738 | I |
Explanation of responses
- F1Proportionate interest in shares held by Rankin Associates II
- F2held in trust u/a/d 8/12/2012
- F3Proportionate interest in shares held by Rankin Associates II
- F4N/A
- F5Proportionate interest in shares held by Rankin Associates II
- F6Proportionate interest in shares held by Rankin Associates II