SEC Form 5 · accession 0001127602-18-005872
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Clara R Williams
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 12:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 14, 2017 | G | 3,458 | $0.00 | A | 4,612 | I | proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Reporting person's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Dec 14, 2017 | G | 243 | $0.00 | A | 243 | I | Child's proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Dec 14, 2017 | G | 243 | $0.00 | A | 243 | I | Child's proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | Dec 14, 2017 | G | 81 | $0.00 | A | 12,058 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | A | 6,899 | I | spouse's proportionate LP interest in shares held by RA II LP |
| Class A Common Stock | Dec 14, 2017 | G | 163 | $0.00 | D | 12,058 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | A | 9,740 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | A | 8,365 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | Dec 14, 2017 | G | 163 | $0.00 | D | 12,058 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | holding | — | — | — | 49,811 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates I. | |
| Class A Common Stock | holding | — | — | — | 32,369 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates IV. | |
| Class A Common Stock | holding | — | — | — | 80,066 | I | Held by trust for the benefit of Reporting Person | |
| Class A Common StockF1 | holding | — | — | — | 3,162 | I | By Spouse | |
| Class A Common StockF1 | holding | — | — | — | 2,983 | I | Reporting Person?s spouse is trustee of a Trust fbo minor child. | |
| Class A Common StockF1 | holding | — | — | — | 4,357 | I | Reporting Person?s spouse is trustee of a Trust fbo minor child. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Dec 14, 2017 | G | 4,027 | A | — | — | Class A Common Stock | 4,027 | 5,371 | I |
| Class B Common StockF2 | — | Dec 14, 2017 | G | 283 | A | — | — | Class A Common Stock | 283 | 283 | I |
| Class B Common StockF2 | — | Dec 14, 2017 | G | 283 | A | — | — | Class A Common Stock | 283 | 283 | I |
| Class B Common StockF2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 12,058 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 6,899 | I |
| Class B Common StockF2 | — | Dec 14, 2017 | G | 163 | D | — | — | Class A Common Stock | 163 | 12,058 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 9,740 | I |
| Class B Common StockF2 | — | Dec 14, 2017 | G | 163 | D | — | — | Class A Common Stock | 163 | 12,058 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 8,365 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 89,105 | 89,105 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 51,283 | 51,283 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 58,586 | 58,586 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 2,332 | 2,332 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 2,152 | 2,152 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 3,528 | 3,528 | I |
Explanation of responses
- F1Reporting Person disclaims beneficial ownership of all such shares.
- F2N/A