SEC Form 5 · accession 0001127602-18-005811

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Alfred M Et Al Rankin

Officer — Chairman · Director

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 11:52 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 19, 2017	G	8,386	$0.00	D	5,051	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Represents the proportionate interest in shares held by RAVI
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Spouse's proportionate interest in shares held by RA VI
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock^F1	Dec 19, 2017	G	431	$0.00	A	13,778	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock^F2	Dec 19, 2017	G	431	$0.00	A	13,778	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock	holding	—	—		—	176,450	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock	holding	—	—		—	14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	holding	—	—		—	80,660	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock	holding	—	—		—	10,271	I	proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock	holding	—	—		—	951	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	holding	—	—		—	19	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock	holding	—	—		—	1,087	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	179	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock	holding	—	—		—	1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock	holding	—	—		—	45	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock	holding	—	—		—	44	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock^F3	holding	—	—		—	21,286	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F3	holding	—	—		—	42,666	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F3	holding	—	—		—	26,119	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F3	holding	—	—		—	46,182	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock^F3	holding	—	—		—	19	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock	holding	—	—		—	88,689	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock^F3	holding	—	—		—	9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock^F3	holding	—	—		—	21,006	I	spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	205,520	205,520	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	17,556	17,556	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	18,373	18,373	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	951	951	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	1,721	1,721	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	21,286	21,286	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	26,119	26,119	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	9,600	9,600	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	21,006	21,006	I

Explanation of responses

F1Proportionate interest in shares held by Rankin Associates VI
F2Proportionate interest in shares held by Rankin Associates VI
F3Reporting Person disclaims beneficial ownership of all such shares.
F4N/A