SEC Form 5 · accession 0001127602-18-005807

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alfred M Et Al Rankin

Officer — Chairman · Director

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 11:51 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 14, 2017	G	1,458	$0.00	D	176,450	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock	Dec 14, 2017	G	6,430	$0.00	D	176,450	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock^F1	Dec 14, 2017	G	810	$0.00	D	26,119	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock	Dec 14, 2017	G	326	$0.00	D	951	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock^F2	Dec 14, 2017	G	163	$0.00	A	13,778	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock^F3	Dec 14, 2017	G	163	$0.00	A	13,778	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock^F1	Dec 14, 2017	G	1,630	$0.00	D	42,666	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock	holding	—	—		—	14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	holding	—	—		—	80,660	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock	holding	—	—		—	10,271	I	proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock	holding	—	—		—	19	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock	holding	—	—		—	1,087	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	179	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock	holding	—	—		—	130	I	Represents the proportionate interest in shares held by RAVI
Class A Common Stock	holding	—	—		—	1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock	holding	—	—		—	45	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock	holding	—	—		—	44	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock^F1	holding	—	—		—	21,286	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F1	holding	—	—		—	46,182	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock	holding	—	—		—	130	I	Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock^F1	holding	—	—		—	19	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock	holding	—	—		—	88,689	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock	holding	—	—		—	5,051	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common Stock^F1	holding	—	—		—	9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock	holding	—	—		—	130	I	Spouse's proportionate interest in shares held by RA VI
Class A Common Stock^F1	holding	—	—		—	21,006	I	spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	Dec 14, 2017	G	1,698	D	—	—	Class A Common Stock	1,698	205,520	I
Class B Common Stock^F4	—	Dec 14, 2017	G	7,488	D	—	—	Class A Common Stock	7,488	205,520	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	810	D	—	—	Class A Common Stock	810	26,119	I
Class B Common Stock^F4	—	Dec 14, 2017	G	326	D	—	—	Class A Common Stock	326	951	I
Class B Common Stock^F5,F4	—	Dec 14, 2017	G	291	A	—	—	Class A Common Stock	291	6,889	I
Class B Common Stock^F6,F4	—	Dec 14, 2017	G	291	A	—	—	Class A Common Stock	291	6,889	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	2,910	D	—	—	Class A Common Stock	2,910	76,330	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	17,556	17,556	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	18,373	18,373	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	1,721	1,721	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	21,286	21,286	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	9,600	9,600	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	21,006	21,006	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2Shares represents proportionate interest in Rankin Associates I
F3Shares represents proportionate interest in Rankin Associates I
F4N/A
F5Shares represents proportionate interest in Rankin Associates I
F6Shares represents proportionate interest in Rankin Associates I