SEC Form 5 · accession 0001127602-18-005682

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Matthew M Rankin

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 10:05 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 14, 2017	G	81	$0.00	A	9,103	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Dec 14, 2017	G	81	$0.00	A	9,103	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Child's proportionate interest in shares held by Rankin Associate VI
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	A	1,553	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	A	1,405	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 14, 2017	G	326	$0.00	D	9,103	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 14, 2017	G	163	$0.00	A	1,553	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 14, 2017	G	163	$0.00	A	1,405	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	722	I	Held by Reporting Person's spouse.
Class A Common Stock^F1	holding	—	—		—	2,058	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	645	I	Reporting Person is co-trustee of a Trust fbo minor child.
Class A Common Stock	holding	—	—		—	500	D
Class A Common Stock	holding	—	—		—	8,177	I	Held through a trust of which the Reporting Person is trustee
Class A Common Stock^F1	holding	—	—		—	563	I	Reporting Person is co-trustee of a Trust fbo minor child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Dec 14, 2017	G	81	A	—	—	Class A Common Stock	81	9,103	I
Class B Common Stock^F2	—	Dec 14, 2017	G	81	A	—	—	Class A Common Stock	81	9,103	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	81	A	—	—	Class A Common Stock	81	1,553	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	81	A	—	—	Class A Common Stock	81	1,405	I
Class B Common Stock^F2	—	Dec 14, 2017	G	326	D	—	—	Class A Common Stock	326	9,103	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	163	A	—	—	Class A Common Stock	163	1,553	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	163	A	—	—	Class A Common Stock	163	1,405	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	2,058	2,058	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	500	500	D
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	8,509	8,509	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2N/A