SEC Form 5 · accession 0001127602-18-005364

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Corbin Rankin

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 13, 2018 · 11:23 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 14, 2017	G	567	$0.00	D	35,872	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Dec 14, 2017	G	163	$0.00	A	10,469	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock^F3	Dec 19, 2017	G	287	$0.00	A	10,469	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock^F4	Dec 14, 2017	G	163	$0.00	A	10,469	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock^F5	Dec 19, 2017	G	287	$0.00	A	10,469	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock^F6	Dec 19, 2017	G	287	$0.00	A	10,469	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock^F7	Dec 14, 2017	G	163	$0.00	A	10,469	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock	holding	—	—		—	3,622	D
Class A Common Stock	holding	—	—		—	14,343	I	Reporting Person's LP interest in shares held in RA1
Class A Common Stock	holding	—	—		—	1,843	I	Reporting person's proportionate interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	7	I	Held by Spouse
Class A Common Stock^F1	holding	—	—		—	19	I	spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust
Class A Common Stock^F1	holding	—	—		—	25,324	I	spouse's proportionate partnership interest in shares held by RA I LP
Class A Common Stock^F1	holding	—	—		—	65,824	I	Spouses proportionate LP interest in shares held in RA4
Class A Common Stock	holding	—	—		—	179	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock	holding	—	—		—	45	I	Spouse's proportionate Interest in shares held by RAV held by Rankin Management
Class A Common Stock	holding	—	—		—	44	I	Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management
Class A Common Stock	holding	—	—		—	146,004	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock^F1	holding	—	—		—	1,975	I	Spouse's proportionate interest in shares held in RMI

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F8	—	Dec 14, 2017	G	567	D	—	—	Class A Common Stock	567	35,872	I
Class B Common Stock^F9,F8	—	Dec 14, 2017	G	291	A	—	—	Class A Common Stock	291	6,889	I
Class B Common Stock^F10,F8	—	Dec 14, 2017	G	291	A	—	—	Class A Common Stock	291	6,889	I
Class B Common Stock^F11,F8	—	Dec 14, 2017	G	291	A	—	—	Class A Common Stock	291	6,889	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	3,622	3,622	D
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	25,657	25,657	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	1,843	1,843	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	7	7	I
Class B Common Stock^F1,F8	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F1,F8	—	holding	—	—	—	—	—	Class A Common Stock	45,300	45,300	I
Class B Common Stock^F1,F8	—	holding	—	—	—	—	—	Class A Common Stock	104,286	104,286	I
Class B Common Stock^F1,F8	—	holding	—	—	—	—	—	Class A Common Stock	145,912	145,912	I
Class B Common Stock^F1,F8	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F10Shares represents proportionate interest in Rankin Associates I
F11Shares represents proportionate interest in Rankin Associates I
F2Shares represents proportionate interest in Rankin Associates I
F3Proportionate interest in shares held by Rankin Associates VI
F4Shares represents proportionate interest in Rankin Associates I
F5Proportionate interest in shares held by Rankin Associates VI
F6Proportionate interest in shares held by Rankin Associates VI
F7Shares represents proportionate interest in Rankin Associates I
F8N/A
F9Shares represents proportionate interest in Rankin Associates I