SEC Form 5 · accession 0001127602-18-005363

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas T Rankin

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 13, 2018 · 11:21 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 14, 2017	G	567	$0.00	D	35,872	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock^F1	Dec 19, 2017	G	287	$0.00	A	10,469	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock^F2	Dec 14, 2017	G	163	$0.00	A	10,469	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock^F3	Dec 14, 2017	G	163	$0.00	A	10,469	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock^F4	Dec 19, 2017	G	287	$0.00	A	10,469	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock^F5	Dec 14, 2017	G	163	$0.00	A	10,469	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock^F6	Dec 19, 2017	G	287	$0.00	A	10,469	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock^F7	holding	—	—		—	3,622	I	Held by Spouse
Class A Common Stock^F7	holding	—	—		—	14,343	I	Spouses proportionate interest in shares held by RA1
Class A Common Stock^F7	holding	—	—		—	1,843	I	spouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock	holding	—	—		—	7	D
Class A Common Stock	holding	—	—		—	19	I	proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock	holding	—	—		—	25,324	I	proportionate interest in shares held in RA1
Class A Common Stock	holding	—	—		—	65,824	I	Proportionate LP interest in shares held in RA4
Class A Common Stock	holding	—	—		—	179	I	Proportionate Interest in shares held by RAV
Class A Common Stock	holding	—	—		—	45	I	Proportionate interest in shares held by RA5 held by RMI
Class A Common Stock	holding	—	—		—	44	I	Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate interest in shares held in RMI
Class A Common Stock	holding	—	—		—	146,004	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F8	—	Dec 14, 2017	G	567	D	—	—	Class A Common Stock	567	35,872	I
Class B Common Stock^F9,F8	—	Dec 14, 2017	G	291	A	—	—	Class A Common Stock	291	6,889	I
Class B Common Stock^F10,F8	—	Dec 14, 2017	G	291	A	—	—	Class A Common Stock	291	6,889	I
Class B Common Stock^F11,F8	—	Dec 14, 2017	G	291	A	—	—	Class A Common Stock	291	6,889	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	3,622	3,622	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	25,657	25,657	I
Class B Common Stock^F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	1,843	1,843	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	7	7	D
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	45,300	45,300	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	104,286	104,286	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F8	—	holding	—	—	—	—	—	Class A Common Stock	145,912	145,912	I

Explanation of responses

F1Proportionate interest in shares held by Rankin Associates VI
F10Shares represents proportionate interest in Rankin Associates I
F11Shares represents proportionate interest in Rankin Associates I
F2Shares represents proportionate interest in Rankin Associates I
F3Shares represents proportionate interest in Rankin Associates I
F4Proportionate interest in shares held by Rankin Associates VI
F5Shares represents proportionate interest in Rankin Associates I
F6Proportionate interest in shares held by Rankin Associates VI
F7Reporting Person disclaims beneficial ownership of all such shares.
F8N/A
F9Shares represents proportionate interest in Rankin Associates I