SEC Form 5 · accession 0001127602-18-005344

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Scott W Seelbach

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 13, 2018 · 11:04 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	A	10,293	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Proportionate interest in share held by Rankin Associates VI
Class A Common Stock^F1	Dec 14, 2017	G	29	$0.00	A	566	I	Minor child's trust's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Dec 14, 2017	G	29	$0.00	A	407	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Dec 14, 2017	G	58	$0.00	A	648	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	A	10,293	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	7,326	I	Held in trust fbo Reporting Person's spouse.
Class A Common Stock^F1	holding	—	—		—	563	I	Reporting Person?s spouse is co-trustee of a Trust fbo minor child.
Class A Common Stock	holding	—	—		—	722	D
Class A Common Stock	holding	—	—		—	1,321	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	722	I	Reporting Person?s spouse is co-trustee of a Trust fbo minor child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	81	A	—	—	Class A Common Stock	81	10,293	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	29	A	—	—	Class A Common Stock	29	566	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	29	A	—	—	Class A Common Stock	29	407	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	58	A	—	—	Class A Common Stock	58	648	I
Class B Common Stock^F1,F2	—	Dec 14, 2017	G	81	A	—	—	Class A Common Stock	81	10,293	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	10,756	10,756	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	722	722	D
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	1,321	1,321	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2N/A