SEC Form 5 · accession 0001127602-18-005342
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Margo J.V. Williams
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Dec 14, 2017 | G | 243 | $0.00 | A | 243 | I | proportionate partnership interest shares held by AMR Associates LP held in trust |
| Class A Common Stock | Dec 14, 2017 | G | 163 | $0.00 | A | 8,365 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | holding | — | — | — | 4,357 | I | Father is trustee of a trust fbo Reporting Person. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Dec 14, 2017 | G | 283 | A | — | — | Class A Common Stock | 283 | 283 | I |
| Class B Common StockF1 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 8,365 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 3,528 | 3,528 | I |
Explanation of responses
- F1N/A