SEC Form 5 · accession 0001127602-18-005334
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob A Kuipers
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 10:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1 | Dec 14, 2017 | G | 163 | $0.00 | A | 507 | I | Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1 | Dec 14, 2017 | G | 81 | $0.00 | A | 13,793 | I | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Dec 14, 2017 | G | 163 | $0.00 | A | 362 | I | Child's proportionate limited partnership interest in shares held by RA II LP, spouse as trustee |
| Class A Common StockF1 | Dec 14, 2017 | G | 81 | $0.00 | A | 13,793 | I | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class A Common Stock | holding | — | — | — | 240 | D | ||
| Class A Common StockF1 | holding | — | — | — | 10,242 | I | Held in Trust for benefit of Reporting Person's spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 507 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 13,793 | I |
| Class B Common StockF2 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 362 | I |
| Class B Common StockF1,F2 | — | Dec 14, 2017 | G | 81 | A | — | — | Class A Common Stock | 81 | 13,793 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 240 | 240 | D |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 10,072 | 10,072 | I |
Explanation of responses
- F1Reporting Person disclaims beneficial ownership of all such shares.
- F2N/A