SEC Form 5 · accession 0001127602-18-005333
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 14, 2017 | G | 162 | $0.00 | A | 13,793 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 10,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Dec 14, 2017 | G | 162 | A | — | — | Class A Common Stock | 162 | 13,793 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 10,072 | 10,072 | D |
Explanation of responses
- F1N/A