SEC Form 5 · accession 0001127602-18-005330
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Griffin B Butler
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 10:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 19, 2017 | G | 130 | $0.00 | A | 130 | I | proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Dec 14, 2017 | G | 243 | $0.00 | A | 243 | I | proportionate partnership interest shares held by AMR Associates LP held in trust |
| Class A Common Stock | Dec 14, 2017 | G | 163 | $0.00 | A | 8,367 | I | Proportionate limited partnership interests in shares held by Rankin Associates II. |
| Class A Common Stock | holding | — | — | — | 4,357 | I | Held in Trust for Reporting Person. Father is Custodian. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Dec 14, 2017 | G | 283 | A | — | — | Class A Common Stock | 283 | 283 | I |
| Class B Common StockF1 | — | Dec 14, 2017 | G | 163 | A | — | — | Class A Common Stock | 163 | 8,367 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 3,527 | 3,527 | I |
Explanation of responses
- F1N/A