SEC Form 5 · accession 0001127602-18-005327
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline T Ruschell
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 23, 2017 | G | 119 | $0.00 | D | 76,462 | I | Shares are held in trust of which Reporting person is both Trustee and Beneficiary |
| Class A Common Stock | holding | — | — | — | 100 | I | Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO Caroline T Ruschell |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 72,892 | 72,892 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 100 | 100 | I |
Explanation of responses
- F1N/A