SEC Form 5 · accession 0001127602-18-005326
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 10:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 8, 2017 | J | 14,822 | $0.00 | A | 41,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Feb 8, 2017 | J | 32,920 | A | — | — | Class A Common Stock | 32,920 | 59,170 | D |
Explanation of responses
- F1Shares transferred pursuant to the terms of the Beatrice Taplin 2011 GRAT
- F2N/A