SEC Form 5 · accession 0001127602-18-005323

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 13, 2018 · 10:35 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 14, 2017	G	810	$0.00	D	26,119	I	proportionate limited partnership interests in shares held by RA II, L.P., held in a trust
Class A Common Stock	Dec 19, 2017	G	130	$0.00	A	130	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Dec 14, 2017	G	1,630	$0.00	D	42,666	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust
Class A Common Stock	holding	—	—		—	19	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock	holding	—	—		—	46,182	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Dec 14, 2017	G	810	D	—	—	Class A Common Stock	810	26,119	I
Class B Common Stock^F1	—	Dec 14, 2017	G	2,910	D	—	—	Class A Common Stock	2,910	76,330	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I