SEC Form 4 · accession 0001127602-17-026524
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank F Taplin
Other
Period of report
Aug 15, 2017
Accepted (ET)
Aug 28, 2017 · 9:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 15, 2017 | W | 22,313 | $0.00 | A | 89,252 | I | Proportionate Membership interest in shares held by Abigail LLC |
| Class A Common Stock | Aug 25, 2017 | S | 1,464 | $68.2487 | D | 90,570 | I | Held by a Trust for the benefit of Reporting Person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 1,958 | 1,958 | I |
Explanation of responses
- F1N/A