SEC Form 4 · accession 0001127602-17-023592
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elisabeth M Rankin
Other
Period of report
Jul 7, 2017
Accepted (ET)
Jul 14, 2017 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 7, 2017 | J | 200 | $0.00 | D | 0 | I | Mother serves as UGMA Custodian for reporting person |
| Class A Common Stock | Jul 7, 2017 | J | 200 | $0.00 | A | 200 | I | Shares held by Trust fbo reporting person |
| Class A Common Stock | holding | — | — | — | 765 | I | Held by Trust fbo reporting person | |
| Class A Common Stock | holding | — | — | — | 19,875 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 1,851 | I | Mother is trustee of a trust fbo Reporting Person. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Jul 7, 2017 | J | 200 | D | — | — | Class A Common Stock | 200 | 0 | I |
| Class B Common StockF2 | — | Jul 7, 2017 | J | 200 | A | — | — | Class A Common Stock | 200 | 200 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 19,875 | 19,875 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 1,851 | 1,851 | I |
Explanation of responses
- F1UGMA Transfer-Shares transferred to trust for the benefit of the Reporting Person when reporting person reached 21 years of age, pursuant to the terms of custodial account for the benefit of Reporting Person under the Uniform Gifts to Minors Act.
- F2N/A
- F3UGMA Transfer-Shares transferred to trust for the benefit of the Reporting Person when reporting person reached 21 years of age, pursuant to the terms of custodial account for the benefit of Reporting Person under the Uniform Gifts to Minors Act.