SEC Form 4 · accession 0001127602-17-023590

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Roger F Rankin

Other

Period of report

Jul 7, 2017

Accepted (ET)

Jul 14, 2017 · 12:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Jul 7, 2017	J	200	$0.00	D	0	I	Reporting Person Serves as Custodian of UGMA for the benefit of Elisabeth M. Rankin
Class A Common Stock	Jul 7, 2017	J	200	$0.00	A	200	I	Reporting person serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock^F2	holding	—	—		—	54,147	I	spouses proportionate LP interest in shares held by RA1
Class A Common Stock^F2	holding	—	—		—	29,986	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock^F2	holding	—	—		—	3,123	I	spouse serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock	holding	—	—		—	765	I	Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock^F2	holding	—	—		—	19,875	I	daughter's proportionate LP interest in shares held by RA II LP held in a trust
Class A Common Stock^F2	holding	—	—		—	1,851	I	Spouse is Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock	holding	—	—		—	965	I	Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock^F2	holding	—	—		—	17,987	I	daughter's proportionate LP interest in shares held by RA II LP held in a trust
Class A Common Stock^F2	holding	—	—		—	3,738	I	Spouse is Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock	holding	—	—		—	13,185	I	Serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock	holding	—	—		—	13,185	I	Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock	holding	—	—		—	19	I	proportionate general partnership interest in shares of Rankin Associates IV,
Class A Common Stock	holding	—	—		—	3,448	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock	holding	—	—		—	5,019	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	65,824	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	179	I	Interest in shares held by Rankin Associates V
Class A Common Stock	holding	—	—		—	45	I	Interest in shares of Rankin Associates V held by Rankin Management
Class A Common Stock	holding	—	—		—	44	I	Interest in shares of Rankin Associates VI held by Rankin Management
Class A Common Stock	holding	—	—		—	1,975	I	proportionate interest in shares held by Rankin Management, Inc. ("RMI).
Class A Common Stock	holding	—	—		—	192,662	I	Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F3	—	Jul 7, 2017	J	200	D	—	—	Class A Common Stock	200	0	I
Class B Common Stock^F3	—	Jul 7, 2017	J	200	A	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	96,861	96,861	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	29,986	29,986	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	3,123	3,123	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	19,875	19,875	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	1,851	1,851	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	17,987	17,987	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	6,168	6,168	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	5,019	5,019	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	104,286	104,286	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	193,760	193,760	I

Explanation of responses

F1UGMA Transfer-Shares transferred to trust for the benefit of the Reporting Person when reporting person reached 21 years of age, pursuant to the terms of custodial account for the benefit of Reporting Person under the Uniform Gifts to Minors Act.
F2Reporting Person disclaims beneficial ownership of all such shares.
F3N/A
F4UGMA Transfer-Shares transferred to trust for the benefit of the Reporting Person when reporting person reached 21 years of age, pursuant to the terms of custodial account for the benefit of Reporting Person under the Uniform Gifts to Minors Act.