SEC Form 4 · accession 0001127602-17-023470

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alfred M Et Al Rankin

Officer — Chairman · Director

Period of report

Jul 7, 2017

Accepted (ET)

Jul 11, 2017 · 8:40 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Jul 7, 2017	J	1,957	$0.00	D	80,660	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock	holding	—	—		—	184,338	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock	holding	—	—		—	14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	holding	—	—		—	10,271	I	proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock	holding	—	—		—	1,277	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	holding	—	—		—	19	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock	holding	—	—		—	1,087	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	179	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock	holding	—	—		—	1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock	holding	—	—		—	45	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock	holding	—	—		—	44	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock^F2	holding	—	—		—	21,286	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F2	holding	—	—		—	44,296	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F2	holding	—	—		—	26,929	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F2	holding	—	—		—	46,182	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock^F2	holding	—	—		—	19	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock	holding	—	—		—	88,689	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock	holding	—	—		—	13,437	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common Stock^F2	holding	—	—		—	9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock	holding	—	—		—	13,184	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock	holding	—	—		—	13,184	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock^F2	holding	—	—		—	21,006	I	spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	Jul 7, 2017	J	1,957	A	—	—	Class A Common Stock	1,957	17,556	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	214,706	214,706	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	18,373	18,373	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	1,277	1,277	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	1,721	1,721	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	21,286	21,286	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	79,240	79,240	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	26,929	26,929	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	9,600	9,600	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	21,006	21,006	I

Explanation of responses

F1Reporting Person exchanged Class A shares it owned for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012
F2Reporting Person disclaims beneficial ownership of all such shares.
F3N/A