SEC Form 4 · accession 0001127602-17-023469
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Freyer
Other
Period of report
Jul 7, 2017
Accepted (ET)
Jul 11, 2017 · 8:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 7, 2017 | J | 1,957 | $0.00 | A | 186,011 | I | Held in deceased Spouse's Trust |
| Class A Common Stock | holding | — | — | — | 8,000 | D | ||
| Class A Common Stock | holding | — | — | — | 66,939 | I | Deceased Spouse's Proportionate Membership interest in shares held by Abigail LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Jul 7, 2017 | J | 1,957 | D | — | — | Class A Common Stock | 1,957 | 0 | I |
Explanation of responses
- F1Estate of Reporting Person's spouse exchanged Class B shares it owned for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012
- F2N/A