SEC Form 4 · accession 0001127602-17-021266
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Freyer
Other
Period of report
Feb 8, 2017
Accepted (ET)
Jun 13, 2017 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 8, 2017 | J | 882 | $0.00 | A | 184,054 | I | Held in deceased Spouse's Trust |
| Class A Common StockF2 | Jun 9, 2017 | S | 3,128 | $74.8105 | D | 8,000 | D | |
| Class A Common Stock | holding | — | — | — | 66,939 | I | Deceased Spouse's Proportionate Membership interest in shares held by Abigail LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | Feb 8, 2017 | J | 1,957 | A | — | — | Class A Common Stock | 1,957 | 1,957 | I |
Explanation of responses
- F1Transfer pursuant to the terms of the Bea Taplin 2011 Taplin Annuity Trust #1
- F2Weighted Average- share price represents the average price between 74.73 and 74.8176.
- F3N/A