SEC Form 4 · accession 0001127602-17-019495
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank F Taplin
Other
Period of report
Feb 8, 2017
Accepted (ET)
May 26, 2017 · 10:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 8, 2017 | J | 882 | $0.00 | A | 94,834 | I | Held by a Trust for the benefit of Reporting Person |
| Class A Common StockF2 | May 25, 2017 | S | 1,400 | $73.9251 | D | 93,434 | I | Held by a Trust for the benefit of Reporting Person |
| Class A Common Stock | holding | — | — | — | 66,939 | I | Proportionate Membership interest in shares held by Abigail LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | Feb 8, 2017 | J | 1,958 | A | — | — | Class A Common Stock | 1,958 | 1,958 | I |
Explanation of responses
- F1Transfer pursuant to the terms of the Bea Taplin 2011 Taplin Annuity Trust #1
- F2Weighted Average- Share price represents average price between 73.87910 and 74.07140
- F3N/A
- F4Transfer pursuant to the terms of the Bea Taplin 2011 Taplin Annuity Trust #1