SEC Form 4 · accession 0001127602-17-014237

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John C Butler Jr.

Other

Period of report

Apr 3, 2017

Accepted (ET)

Apr 5, 2017 · 8:17 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Apr 3, 2017	A	452	$0.00	A	23,976	I	Held in trust fbo Reporting Person.
Class A Common Stock^F2	holding	—	—		—	8,048	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,513	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F2	holding	—	—		—	8,204	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,357	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock	holding	—	—		—	1,154	I	Spouse's proportionate general partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	49,811	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
Class A Common Stock^F2	holding	—	—		—	12,303	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F2	holding	—	—		—	32,369	I	Spouse's proportionate limited partnership interest in shares held by RAIV Class A
Class A Common Stock^F2	holding	—	—		—	80,066	I	Held by Trust for the benefit of Reporting Person's Spouse
Class A Common Stock	holding	—	—		—	0	D
Class A Common Stock	holding	—	—		—	2,800	I	Held in an Individual Retirement Account for the benefit of the Reporting Person
Class A Common Stock	holding	—	—		—	7,471	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	8,048	8,048	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	3,683	3,683	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	8,204	8,204	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	3,527	3,527	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	1,344	1,344	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	12,303	12,303	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	2,800	2,800	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	7,471	7,471	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	17,262	17,262	I

Explanation of responses

F1Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2Reporting Person disclaims beneficial ownership of all such shares.
F3N/A