Form4insider filings, from the source

SEC Form 4 · accession 0001127602-17-009200

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alfred M Et Al Rankin
Officer — Chairman · Director
Period of report
Jan 11, 2017
Accepted (ET)
Mar 1, 2017 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockFeb 27, 2017A13,461$0.00A82,835IReporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stockholding———0IReporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
Class A Common Stockholding———0IReporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust
Class A Common Stockholding———184,338IRepresents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stockholding———14,752IHeld in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stockholding———10,271Iproportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stockholding———1,277IRepresents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stockholding———19Iproportionate general partnership interest shares held by RAIV
Class A Common Stockholding———1,087IProportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stockholding———179IRepresents the proportionate interest in shares held by RA5
Class A Common Stockholding———0IRepresents the proportionate interest in shares held by RAVI
Class A Common Stockholding———1,975Iproportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stockholding———45IProportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stockholding———44IProportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common StockF2holding———21,286IReporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common StockF2holding———0IReporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77
Class A Common StockF2holding———44,296Iproportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common StockF2holding———26,929Iproportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common StockF2holding———46,182ITrustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common StockF2holding———19IReporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stockholding———88,689IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stockholding———13,437IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common StockF3holding———0IServes as trustee of trust for the benefit of Clara Rankin
Class A Common StockF2holding———9,600IReporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stockholding———13,184IReporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stockholding———13,184IReporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common StockF2holding———0Ispouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common StockF2holding———21,006Ispouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF2,F4—Jan 11, 2017J4,000D——Class A Common Stock4,0009,600I
Class B Common StockF4—holding—————Class A Common Stock00I
Class B Common StockF4—holding—————Class A Common Stock00I
Class B Common StockF4—holding—————Class A Common Stock214,706214,706I
Class B Common StockF4—holding—————Class A Common Stock14,16014,160I
Class B Common StockF4—holding—————Class A Common Stock15,59915,599I
Class B Common StockF4—holding—————Class A Common Stock18,37318,373I
Class B Common StockF4—holding—————Class A Common Stock1,2771,277I
Class B Common StockF4—holding—————Class A Common Stock3131I
Class B Common StockF4—holding—————Class A Common Stock1,7211,721I
Class B Common StockF4—holding—————Class A Common Stock1,9751,975I
Class B Common StockF2,F4—holding—————Class A Common Stock21,28621,286I
Class B Common StockF2,F4—holding—————Class A Common Stock00I
Class B Common StockF2,F4—holding—————Class A Common Stock79,24079,240I
Class B Common StockF2,F4—holding—————Class A Common Stock26,92926,929I
Class B Common StockF4—holding—————Class A Common Stock73,16673,166I
Class B Common StockF2,F4—holding—————Class A Common Stock747747I
Class B Common StockF2,F4—holding—————Class A Common Stock00I
Class B Common StockF4—holding—————Class A Common Stock6,5986,598I
Class B Common StockF4—holding—————Class A Common Stock6,5986,598I
Class B Common StockF2,F4—holding—————Class A Common Stock00I
Class B Common StockF2,F4—holding—————Class A Common Stock21,00621,006I

Explanation of responses