SEC Form 4 · accession 0001127602-17-009191
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Suzanne Schulze Taylor
Officer — Deputy GC and Asst Secty
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 27, 2017 | M | 1,229 | $0.00 | A | 9,154 | D | |
| Class A Common Stock | Feb 27, 2017 | F | 13 | $60.925 | D | 9,141 | D | |
| Class A Common StockF3 | holding | — | — | — | 1,030 | I | Held by Spouse in IRA | |
| Class A Common Stock | holding | — | — | — | 2,032 | I | Held by Reporting Person in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 2,656 | 2,656 | D |
Explanation of responses
- F1LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
- F2Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
- F3Reporting Person disclaims beneficial ownership of all such shares.
- F4N/A