SEC Form 5 · accession 0001127602-17-006006
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Taplin Jr.
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 1, 2016 | J | 3,925 | $0.00 | A | 183,172 | I | Held in Trust |
| Class A Common Stock | holding | — | — | — | 66,939 | I | Proportionate Membership interest in shares held by Abigail LLC | |
| Class A Common StockF2 | holding | — | — | — | 11,128 | I | Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer pursuant to the terms of the Bea Taplin 2012 Taplin Annuity Trust #2
- F2Reporting Person disclaims beneficial ownership of all such shares.