SEC Form 5 · accession 0001127602-17-006000
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore D Taplin
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 1, 2016 | J | 3,925 | $0.00 | A | 47,472 | D | |
| Class A Common Stock | holding | — | — | — | 66,940 | I | Proportionate Membership interest in shares held by Abigail LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 15,180 | 15,180 | D |
Explanation of responses
- F1N/A