SEC Form 5 · accession 0001127602-17-005999

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2016

Accepted (ET)

Feb 14, 2017 · 4:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Mar 1, 2016	J	15,700	$0.00	D	0	I	Shares held in Trust: 2012 Taplin Annuity Trust #2
Class A Common Stock	Apr 22, 2016	J	26,000	$0.00	D	46,140	I	Held by Trust FBO of Reporting Person dated 1/21/1966.
Class A Common Stock	Apr 22, 2016	J	26,000	$0.00	A	202,123	I	Shares held in Trust for which Reporting person is both Trustee and Beneficiary.
Class A Common Stock	holding	—	—		—	58,775	I	Proportionate Membership interest in shares held by Abigail LLC
Class A Common Stock	holding	—	—		—	18,350	I	Shares held in Trust: 2011 Taplin Annuity Trust #1.
Class A Common Stock^F2	holding	—	—		—	26,250	I	Reporting Person serves as co-trustee of Trusts FBO grandchildren.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	40,750	40,750	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	180,383	180,383	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	26,250	26,250	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	433,140	433,140	I