SEC Form 5 · accession 0001127602-17-005977
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Parker Rankin
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 7, 2016 | J | 4,000 | $0.00 | A | 8,492 | I | By Trust |
| Class A Common Stock | Dec 22, 2016 | G | 100 | $0.00 | A | 15,665 | I | Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Dec 22, 2016 | G | 100 | A | — | — | Class A Common Stock | 100 | 15,665 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 4,322 | 4,322 | I |
Explanation of responses
- F1Shares Transferred pursuant to the terms of the Trust
- F2N/A