SEC Form 5 · accession 0001127602-17-005513

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2016

Accepted (ET)

Feb 13, 2017 · 5:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 22, 2016	G	100	$0.00	A	10,131	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	41	$0.00	A	378	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	60	$0.00	A	590	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 22, 2016	G	100	$0.00	A	10,131	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	7,326	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1	holding	—	—		—	537	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	563	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F1	holding	—	—		—	722	I	Held by spouse
Class A Common Stock^F1	holding	—	—		—	1,321	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	722	I	Reporting Person is trustee of Trust fbo minor child.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Dec 22, 2016	G	100	A	—	—	Class A Common Stock	100	10,131	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	41	A	—	—	Class A Common Stock	41	378	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	60	A	—	—	Class A Common Stock	60	590	I
Class B Common Stock^F2	—	Dec 22, 2016	G	100	A	—	—	Class A Common Stock	100	10,131	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	10,756	10,756	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	537	537	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	1,321	1,321	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I