SEC Form 5 · accession 0001127602-17-005480

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2016

Accepted (ET)

Feb 13, 2017 · 4:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 22, 2016	G	100	$0.00	A	13,631	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	A	344	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	Dec 22, 2016	G	199	$0.00	A	199	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	Dec 22, 2016	G	100	$0.00	A	13,631	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F1	holding	—	—		—	240	I	By Spouse
Class A Common Stock	holding	—	—		—	10,242	I	Held by Trust for the benefit of Reporting Person

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Dec 22, 2016	G	100	A	—	—	Class A Common Stock	100	13,631	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	344	I
Class B Common Stock^F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	199	I
Class B Common Stock^F2	—	Dec 22, 2016	G	100	A	—	—	Class A Common Stock	100	13,631	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	240	240	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I