SEC Form 5 · accession 0001127602-17-005435

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Matthew M Rankin

Other

Period of report

Dec 31, 2016

Accepted (ET)

Feb 13, 2017 · 4:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 22, 2016	G	100	$0.00	A	9,267	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Apr 26, 2016	G	147	$0.00	D	8,177	I	Held through a trust of which the Reporting Person is trustee
Class A Common Stock^F1	Dec 22, 2016	G	100	$0.00	A	1,309	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	100	$0.00	A	1,161	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	A	1,309	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 22, 2016	G	199	$0.00	D	9,267	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	A	1,161	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 22, 2016	G	199	$0.00	D	9,267	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	722	I	Held by Reporting Person's spouse.
Class A Common Stock^F1	holding	—	—		—	2,058	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	645	I	Reporting Person is co-trustee of a Trust fbo minor child.
Class A Common Stock	holding	—	—		—	500	D
Class A Common Stock^F1	holding	—	—		—	563	I	Reporting Person is co-trustee of a Trust fbo minor child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Dec 22, 2016	G	100	A	—	—	Class A Common Stock	100	9,267	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	100	A	—	—	Class A Common Stock	100	1,309	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	100	A	—	—	Class A Common Stock	100	1,161	I
Class B Common Stock^F2	—	Dec 22, 2016	G	199	D	—	—	Class A Common Stock	199	9,267	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	1,161	I
Class B Common Stock^F2	—	Dec 22, 2016	G	199	D	—	—	Class A Common Stock	199	9,267	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	1,309	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	2,058	2,058	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	500	500	D
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	8,509	8,509	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2N/A