SEC Form 5 · accession 0001127602-17-005403

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David B Williams

Other

Period of report

Dec 31, 2016

Accepted (ET)

Feb 13, 2017 · 4:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 2, 2016	J	2,020	$0.00	D	80,066	I	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1	Dec 22, 2016	G	100	$0.00	A	12,303	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 2, 2016	J	1,154	$0.00	A	1,154	I	Spouse's proportionate general partnership interest shares held by AMR Associates LP
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	A	12,303	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 22, 2016	G	199	$0.00	A	6,736	I	proportionate LP interest in shares held by RA II, L.P
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	A	9,577	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	A	8,202	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	D	12,303	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	A	9,577	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	A	8,202	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Dec 22, 2016	G	199	$0.00	D	12,303	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	holding	—	—		—	49,811	I	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock^F1	holding	—	—		—	32,369	I	Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock	holding	—	—		—	3,162	D
Class A Common Stock^F1	holding	—	—		—	2,983	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock^F1	holding	—	—		—	4,357	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	100	A	—	—	Class A Common Stock	100	12,303	I
Class B Common Stock^F2	—	Dec 2, 2016	J	1,344	A	—	—	Class A Common Stock	1,344	1,344	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	12,303	I
Class B Common Stock^F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	6,736	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	9,577	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	8,202	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	D	—	—	Class A Common Stock	199	12,303	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	9,577	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	8,202	I
Class B Common Stock^F1,F2	—	Dec 22, 2016	G	199	D	—	—	Class A Common Stock	199	12,303	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	2,332	2,332	D
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	2,152	2,152	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	3,528	3,528	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2N/A