SEC Form 5 · accession 0001127602-17-005392

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2016

Accepted (ET)

Feb 13, 2017 · 4:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 22, 2016	G	199	$0.00	A	8,204	I	Proportionate limited partnership interests in shares held by Rankin Associates II.
Class A Common Stock	Dec 22, 2016	G	199	$0.00	A	8,204	I	Proportionate limited partnership interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	4,357	I	Held in Trust for Reporting Person. Father is Custodian.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	8,204	I
Class B Common Stock^F1	—	Dec 22, 2016	G	199	A	—	—	Class A Common Stock	199	8,204	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	3,527	3,527	I