SEC Form 4/A · accession 0001127602-17-005287

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Helen Rankin Butler

Other

Period of report

Dec 2, 2016

Accepted (ET)

Feb 13, 2017 · 1:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 2, 2016	J	2,020	$0.00	D	80,066	I	held by Trust for the benefit of Reporting Person
Class A Common Stock	Dec 2, 2016	J	1,154	$0.00	A	1,154	I	proportionate general partnership interest shares held by AMR Associates LP
Class A Common Stock^F1	holding	—	—		—	8,048	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F1	holding	—	—		—	4,513	I	held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock^F1	holding	—	—		—	8,204	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F1	holding	—	—		—	4,357	I	held in trust for the benefit of Reporting Person's minor child
Class A Common Stock	holding	—	—		—	49,811	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	12,303	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	32,369	I	proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F1	holding	—	—		—	2,800	I	Individual Retirement Account for the benefit of the Reporting Person's spouse
Class A Common Stock^F1	holding	—	—		—	7,471	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class A Common Stock^F1	holding	—	—		—	23,524	I	spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Dec 2, 2016	J	1,343	A	—	—	Class A Common Stock	1,343	1,343	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	8,048	8,048	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	3,683	3,683	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	8,204	8,204	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	3,527	3,527	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	12,303	12,303	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	2,800	2,800	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	7,471	7,471	I
Class B Common Stock^F1,F2	—	holding	—	—	—	—	—	Class A Common Stock	17,262	17,262	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2N/A