SEC Form 4 · accession 0001127602-16-064504
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 5, 2016 | P | 6,303 | $61.2618 | A | 87,506 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF3,F2 | Oct 5, 2016 | P | 693 | $61.7202 | A | 88,199 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4 | Oct 5, 2016 | P | 955 | $61.2618 | A | 13,258 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF3,F4 | Oct 5, 2016 | P | 105 | $61.7202 | A | 13,363 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF2 | Oct 6, 2016 | P | 490 | $61.34 | A | 88,689 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF4 | Oct 6, 2016 | P | 74 | $61.34 | A | 13,437 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Oct. 5, 2016-Weighted Average Block 1- Share Price represents average price between $60.67 and $61.65.
- F2Representing proportionate interest in shares held by RA V
- F3Oct. 5, 2016-Weighted Average Block 2- Share Price represents average price between $61.67 and $61.76.
- F4Representing proporationate interest in shares held by RA VI