SEC Form 4 · accession 0001127602-16-064309
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara L T Rankin
Other
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 3, 2016 | P | 595 | $59.8713 | A | 67,806 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF2 | Oct 3, 2016 | P | 6,401 | $60.5852 | A | 74,207 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF1 | Oct 3, 2016 | P | 90 | $59.8713 | A | 10,273 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF2 | Oct 3, 2016 | P | 970 | $60.5852 | A | 11,243 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF3 | Oct 4, 2016 | P | 4,224 | $60.6579 | A | 78,431 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF4 | Oct 4, 2016 | P | 2,772 | $61.4062 | A | 81,203 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF3 | Oct 4, 2016 | P | 640 | $60.6579 | A | 11,883 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF4 | Oct 4, 2016 | P | 420 | $61.4062 | A | 12,303 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Oct. 3, 2016-Weighted Average Block 1- Share Price represents average price between $59.75 and $59.92.
- F2Oct. 3, 2016-Weighted Average Block 2- Share Price represents average price between $60.03 and $60.95.
- F3Oct. 4, 2016-Weighted Average Block 1- Share Price represents average price between $60.35 and $60.98.
- F4Oct. 4, 2016-Weighted Average Block 2- Share Price represents average price between $61.05 and $61.71.