SEC Form 4 · accession 0001127602-16-063949
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene Wong
Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 1, 2016 | A | 444 | $0.00 | A | 14,281 | I | By Trust |
| Class A Common Stock | Oct 1, 2016 | A | 305 | $0.00 | A | 14,586 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 5,812 | 5,812 | D |
Explanation of responses
- F1Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
- F2Voluntary Award-Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
- F3N/A