SEC Form 4 · accession 0001127602-16-063664
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 29, 2016 | P | 3,004 | $58.5587 | A | 57,837 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF3,F2 | Sep 29, 2016 | P | 4,422 | $59.2184 | A | 62,259 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4 | Sep 29, 2016 | P | 455 | $58.5587 | A | 8,764 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF3,F4 | Sep 29, 2016 | P | 670 | $59.2184 | A | 9,434 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF5,F2 | Sep 30, 2016 | P | 4,605 | $60.0016 | A | 66,864 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF2 | Sep 30, 2016 | P | 347 | $60.90 | A | 67,211 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF5,F4 | Sep 30, 2016 | P | 697 | $60.0016 | A | 10,131 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF4 | Sep 30, 2016 | P | 52 | $60.90 | A | 10,183 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sept 29, 2016-Weighted Average Block 1- Share Price represents average price between $57.97 and $58.96.
- F2Representing proportionate interest in shares held by RA V
- F3Sept 29, 2016-Weighted Average Block 2- Share Price represents average price between $59.00 and $59.47.
- F4Representing proporationate interest in shares held by RA VI
- F5Sept 30, 2016-Weighted Average Block 1- Share Price represents average price between $59.56 and $60.50.