Form4insider filings, from the source

SEC Form 4 · accession 0001127602-16-063485

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Thomas T Rankin
Other
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1Sep 28, 2016P3$57.9237A26IProportionate interest in shares held by RA5 held by RMI
Class A Common StockF2Sep 28, 2016P1$58.8137A27IProportionate interest in shares held by RA5 held by RMI
Class A Common StockF1Sep 28, 2016P3$57.9237A27IProportionate interest in shares held by RA6 held by RMI
Class A Common StockF1Sep 28, 2016P12$57.9237A109IProportionate Interest in shares held by RAV
Class A Common StockF2Sep 28, 2016P3$58.8137A112IProportionate Interest in shares held by RAV
Class A Common StockF3,F1,F4Sep 28, 2016P428$57.9237A7,500IServes as Trustee of BTR 2012 GST for the benefit of James Rankin
Class A Common StockF3,F2,F4Sep 28, 2016P102$58.8137A7,602IServes as Trustee of BTR 2012 GST for the benefit of James Rankin
Class A Common StockF3,F1,F4Sep 28, 2016P428$57.9237A7,500IServes as Trustee of BTR 2012 GST for the benefit of Matthew Rankin
Class A Common StockF3,F2,F4Sep 28, 2016P102$58.8137A7,602IServes as Trustee of BTR 2012 GST for the benefit of Matthew Rankin
Class A Common StockF3,F1,F4Sep 28, 2016P428$57.9237A7,499IServes as trustee of BTR 2012 GST for the benefit of Thomas P. Rankin
Class A Common StockF3,F2,F4Sep 28, 2016P102$58.8137A7,601IServes as trustee of BTR 2012 GST for the benefit of Thomas P. Rankin
Class A Common StockF5holding———3,622IHeld by Spouse
Class A Common StockF5holding———14,343ISpouses proportionate interest in shares held by RA1
Class A Common StockF5holding———1,843Ispouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common StockF5holding———9,565Ison's proportionate lp interest in shares held by RA II for benefit of son
Class A Common StockF5holding———8,177ICo-Trustee for the benefit of Reporting Person's son.
Class A Common Stockholding———7D
Class A Common Stockholding———19Iproportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stockholding———25,324Iproportionate interest in shares held in RA1
Class A Common Stockholding———36,839Iproportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stockholding———65,824IProportionate LP interest in shares held in RA4
Class A Common Stockholding———1,975IProportionate interest in shares held in RMI
Class A Common Stockholding———146,004IReporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF4,F6—holding—————Class A Common Stock6,5986,598I
Class B Common StockF4,F6—holding—————Class A Common Stock6,5986,598I
Class B Common StockF4,F6—holding—————Class A Common Stock6,5986,598I
Class B Common StockF5,F6—holding—————Class A Common Stock3,6223,622I
Class B Common StockF5,F6—holding—————Class A Common Stock25,65725,657I
Class B Common StockF5,F6—holding—————Class A Common Stock1,8431,843I
Class B Common StockF5,F6—holding—————Class A Common Stock9,5659,565I
Class B Common StockF5,F6—holding—————Class A Common Stock8,5098,509I
Class B Common StockF6—holding—————Class A Common Stock77D
Class B Common StockF6—holding—————Class A Common Stock3131I
Class B Common StockF6—holding—————Class A Common Stock45,30045,300I
Class B Common StockF6—holding—————Class A Common Stock36,83936,839I
Class B Common StockF6—holding—————Class A Common Stock104,286104,286I
Class B Common StockF6—holding—————Class A Common Stock1,9751,975I
Class B Common StockF6—holding—————Class A Common Stock145,912145,912I

Explanation of responses