SEC Form 4 · accession 0001127602-16-063393
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 27, 2016
Accepted (ET)
Sep 29, 2016 · 11:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 27, 2016 | P | 2,850 | $56.556 | A | 42,831 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF3,F2 | Sep 27, 2016 | P | 4,576 | $57.3069 | A | 47,407 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4 | Sep 27, 2016 | P | 432 | $56.556 | A | 6,491 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF3,F4 | Sep 27, 2016 | P | 693 | $57.3069 | A | 7,184 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sept 27, 2016-Weighted Average Block 1- Share Price represents average price between $56.08 and $56.99.
- F2Representing proportionate interest in shares held by RA V
- F3Sept 27, 2016-Weighted Average Block 2- Share Price represents average price between $57.00 and $57.97.
- F4Representing proporationate interest in shares held by RA VI