SEC Form 4 · accession 0001127602-16-063344
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 26, 2016 | P | 136 | $55.5335 | A | 3,621 | I | Proportionate Interest in Shares held by RA6 |
| Class A Common StockF3,F2 | Sep 26, 2016 | P | 506 | $56.4321 | A | 4,127 | I | Proportionate Interest in Shares held by RA6 |
| Class A Common StockF4,F2 | Sep 26, 2016 | P | 154 | $57.2157 | A | 4,281 | I | Proportionate Interest in Shares held by RA6 |
| Class A Common Stock | holding | — | — | — | 3,688 | I | Proportionate Interest in Shares held by RA1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 6,598 | 6,598 | I |
Explanation of responses
- F1Sept 26, 2016-Weighted Average Block 1- Share Price represents average price between $55.09 and 55.98.
- F2Interest in shares of RAVI held by Trust
- F3Sept 26, 2016-Weighted Average Block 2- Share Price represents average price between $56.03 and 56.90.
- F4Sept 26, 2016-Weighted Average Block 3- Share Price represents average price between $57.11 and $57.40.
- F5N/A