SEC Form 4 · accession 0001127602-16-063324
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 26, 2016 | P | 1,268 | $55.5335 | A | 33,823 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF3,F2 | Sep 26, 2016 | P | 4,722 | $56.4321 | A | 38,545 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF4,F2 | Sep 26, 2016 | P | 1,436 | $57.2157 | A | 39,981 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F5 | Sep 26, 2016 | P | 192 | $55.5335 | A | 5,126 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF3,F5 | Sep 26, 2016 | P | 715 | $56.4321 | A | 5,841 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF4,F5 | Sep 26, 2016 | P | 218 | $57.2157 | A | 6,059 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sept 26, 2016-Weighted Average Block 1- Share Price represents average price between $55.09 and 55.98.
- F2Representing proportionate interest in shares held by RA V
- F3Sept 26, 2016-Weighted Average Block 2- Share Price represents average price between $56.03 and 56.90.
- F4Sept 26, 2016-Weighted Average Block 3- Share Price represents average price between $57.11 and $57.40.
- F5Representing proporationate interest in shares held by RA VI