SEC Form 4 · accession 0001127602-16-063269

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Sep 23, 2016

Accepted (ET)

Sep 27, 2016 · 3:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Sep 23, 2016	P	27	$53.60	A	1,984	I	Proportionate Interest in Shares held by RA6
Class A Common Stock^F1,F4,F3	Sep 23, 2016	P	179	$54.5171	A	2,163	I	Proportionate Interest in Shares held by RA6
Class A Common Stock^F1,F5,F3	Sep 23, 2016	P	111	$55.8795	A	2,274	I	Proportionate Interest in Shares held by RA6
Class A Common Stock^F1,F3	Sep 23, 2016	P	49	$56.00	A	2,323	I	Proportionate Interest in Shares held by RA6
Class A Common Stock	holding	—	—		—	3,688	I	Proportionate Interest in Shares held by RA1

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I

F1Interest in Shares held by RA6
F2Sept 23, 2016-Weighted Average Block 1- Share Price represents average price between $53.01 and $53.99.
F3Interest in shares of RAVI held by Trust
F4Sept 23, 2016-Weighted Average Block 2- Share Price represents average price between $54.00 and $54.99.
F5Sept 23, 2016-Weighted Average Block 3- Share Price represents average price between $55.73 and $55.99.
F6N/A