SEC Form 4 · accession 0001127602-16-063255
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 23, 2016 | P | 41 | $53.60 | A | 2,976 | I | Proportionate Interest in shares held by RA6 |
| Class A Common StockF1,F3 | Sep 23, 2016 | P | 269 | $54.5171 | A | 3,245 | I | Proportionate Interest in shares held by RA6 |
| Class A Common StockF1,F4 | Sep 23, 2016 | P | 167 | $55.8795 | A | 3,412 | I | Proportionate Interest in shares held by RA6 |
| Class A Common StockF1 | Sep 23, 2016 | P | 74 | $56.00 | A | 3,486 | I | Proportionate Interest in shares held by RA6 |
| Class A Common Stock | holding | — | — | — | 3,688 | I | Proportionate Interest of shares held by RA1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 6,598 | 6,598 | I |
Explanation of responses
- F1Interest in Shares held by RA6
- F2Sept 23, 2016-Weighted Average Block 1- Share Price represents average price between $53.01 and $53.99.
- F3Sept 23, 2016-Weighted Average Block 2- Share Price represents average price between $54.00 and $54.99.
- F4Sept 23, 2016-Weighted Average Block 3- Share Price represents average price between $55.73 and $55.99.
- F5N/A