SEC Form 4 · accession 0001127602-16-063252
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara L T Rankin
Other
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 23, 2016 | P | 382 | $53.60 | A | 27,797 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF2 | Sep 23, 2016 | P | 2,512 | $54.5171 | A | 30,309 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF3 | Sep 23, 2016 | P | 1,553 | $55.8795 | A | 31,862 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common Stock | Sep 23, 2016 | P | 693 | $56.00 | A | 32,555 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF1 | Sep 23, 2016 | P | 58 | $53.60 | A | 4,213 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF2 | Sep 23, 2016 | P | 381 | $54.5171 | A | 4,594 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF3 | Sep 23, 2016 | P | 235 | $55.8795 | A | 4,829 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common Stock | Sep 23, 2016 | P | 105 | $56.00 | A | 4,934 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sept 23, 2016-Weighted Average Block 1- Share Price represents average price between $53.01 and $53.99.
- F2Sept 23, 2016-Weighted Average Block 2- Share Price represents average price between $54.00 and $54.99.
- F3Sept 23, 2016-Weighted Average Block 3- Share Price represents average price between $55.73 and $55.99.